Section 36F: Maintenance and inspection of records

36F. Maintenance and inspection of records.—(1) A self­regulatory organization shall — (a) make and maintain such records in such form and manner and for such period as may be specified; (b) file with the Commission any report specified by the Commission in the form and manner as may be specified; and (c) appoint auditor with the prior approval of the Commission to express opinion on such matters as may be specified. (2) The Commission may in writing at any time appoint one or more persons to — (a) inspect books of accounts, other records and documents of the self­regulatory organization or its members and the self­regulatory organization or the member, as the case may be, shall extend full cooperation to the persons so appointed by the Commission and produce all accounts, records and documents as may be required by person so appointed; and (b) prepare such financial or other reports as the Commission requires.

Effective date: 1997-01-01

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